report or article to customers, as the case may be, providing that the information shall be readily available for inspection by the SEC Office during the first two years of the five-year period. In cases
of such information in making investment decisions; and (3) Such information shall also be made available at every office of the mutual fund management company and every place where the trading of
on 29 June 2020, which aims to provide investors in the Greater Bay Area (“GBA”) – consisting of Guangdong, Hong Kong, and Macau – a mutual access to investment products available within the GBA via
so that it is more flexible for securities companies to prepare their training courses which best suit the needs of their personnel and that a wider range of activities will be available for the
that it is more flexible for securities companies to prepare their training courses which best suit the needs of their personnel and that a wider range of activities will be available for the Contacts to
exchange. (4) require variation margin from the client in order to restore the amount of initial margin available when the margin rate or value is below the maintenance margin rate or value prescribed by the
of initial margin available when the margin rate or value is below the maintenance margin rate or value prescribed by the SEC Office; 2 Added by the Notification of the Capital Market Supervisory Board