SEC Search

The SEC has been notified of a clue for investigation and found that since 25 January 2022 Bybit as a website service provider, namely Bybit.com (https://www.bybit.com), has rendered a service for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10613

SEC expands sustainability-themed financial product database of the “ESG Product Platform” for more comprehensive public services

center for sustainability-themed financial products which is conveniently accessed by capital market participants and the public. Currently, the product information available on the platform includes

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10402

SEC and Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) for the manufacturing sector

Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights, in line with the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10873

SEC, CFA Institute, and CFA Society Thailand jointly develop “Global ESG Disclosure Standards for Investment Products Handbook” in Thai version

Bangkok, 28 June 2024 – The Securities and Exchange Commission (SEC) together with CFA Institute* and CFA Society Thailand develop Global ESG Disclosure Standards for Investment Products Handbook

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11021

SEC public hearing on proposed principles for shelf filing ICOs in soft power industries to promote Thailand’s digital economy

, performing arts and entertainment media. These projects might be released in series at different periods and it could be cumbersome to file for single ICOs individually. In accordance with phased release of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10846

SEC and UNDP co-organize a training session on “SDG Guidebook for Thai Listed Companies and SDG Impact Standards”

The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a training session on “SDG Guidebook for Thai Listed Companies and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10929

SEC and small and medium-sized audit firms discuss strategies for quality improvement and sustainable growth of audit firms

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the executive team, held a meeting with representatives from small and medium-sized audit firms in the capital market. The meeting aimed to discuss issues and exchange views on enhancing audit quality and supporting the sustainable growth of small and medium-sized audit firms. This meeting took place on 12 July 2024 at the SEC Building.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10950

SEC submits the NMG, EIC and TH price manipulation cases to the public prosecutor for civil lawsuits against nine offenders

from trading securities and derivatives for a period of 30 months or 28 months or 14 months (as the case may be), and prohibiting them from serving as director or executive of securities issuing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10965

SEC public hearing on draft regulations concerning capital requirements for securities companies and derivatives business operators offering digital asset services

Previously, the SEC conducted a public hearing on the proposed principles for amending capital rules for digital asset operators, including capital requirements for securities and derivatives

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10789

SEC advises NCL shareholders to vote on compensation payment to early retiring senior executive, deemed inappropriate for ratification by IFA

inconsistency in business management and reduce the chance of a labor dispute from the unfair termination of his employment. On 28 December 2023, NCL paid for the compensation without disclosing relevant

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10719