capital market business under Clause 31(1) of No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014, which have been promulgated in replacement

:  *Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the

Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market

Bangkok, November 14, 2014 ? The SEC revised the criteria for Turnover List preparation to better reflect current market environment. On December 4, 2014, the first Turnover List prepared under the

, subject to the prohibited characteristic of the auditor in the capital market under Clause 16(1) of the Notification of the Office of the Securities and Exchange Commission No. SorChor. 39/2553 Re

platforms.Over the years, reports of suspicious instances and assistance requests have served as crucial information that help shape proactive measures for the Investment Scam Hotline under the SEC Complaint

ดูแล เพื่อยกระดับตลาดทุนไทย พร้อมกันนี้ภายในงาน นางสาวจอมขวัญและผู้บริหาร ก.ล.ต. ยังได้ร่วมหารือกับ Mr. Joseph Chan, Under Secretary for Financial Services and the Treasury เขตบริหารพิเศษฮ่องกงแห่ง

offenses under all laws under the SEC’s supervision will be taken into account, so as to more comprehensively address cross sector risks arising from interconnected business activities.The proposed

attorney for filing a lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Miss

referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details column is the case of