Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The
Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated
conduct of Lederer (Thailand) Company Limited was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of the Securities and Exchange Act B.E
Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC
Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration
Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP
to be performed. Therefore, Mr. Amorn is liable in the case where EA offered for sale newly issued securities in the category of a bill of exchange without obtaining approval from the Office of the
possessed material non-public information regarding: (1) the company’s approval to sell ordinary shares of its subsidiary to Plan B Media Public Company Limited (PLANB), and (2) the company’s plan to buy
's character that gives dividend to coin holders, without an approval from the SEC Office in offering the newly issued digital token to the public via the Facebook page named BarterSmart and at the
character that gives dividend to coin holders, without an approval from the SEC Office in offering the newly issued digital token to the public via the Facebook page named BarterSmart and at the seminar held