. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order

C.N.B.C. (Thailand) Co., Ltd. C.N.B.C. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section

, and helping with related financial transactions. The Appeal Court dismissed the case. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an

dismissed the case. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 28/12/2010

conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 21/03/2011

into their businesses. The aforesaid act was deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is under

was deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. DV

in the process of inquiry by the prosecutor official. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/05/2016

Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 14/07/2016

instance dismissed the lawsuit.The case is under consideration by the Court of Appeal. Fails to pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with Section 83