of Thai capital market organizations, Dr. Kirida Bhaopichitr, Director of the Economic Intelligence Service (EIS), Thailand Development Research Institute (TDRI). They shared useful views on the SEC
") during June 2009; (6) Warrants of International Research Corporation Plc. ("IRCP-W1") during October ? November 2009; (7) Shares of Simat Technologies Plc. ("SIMAT") during March 2010; (8
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
เรื่องใหม่สําหรับบุคลากรในธุรกิจตลาดทุนของไทย สํานักงาน ก.ล.ต. และ CFA Institute Asia-Pacific Research Exchange (“CFA Institute”) จึ งได้ร่วมกันจัดอบรมเพื่อเป็นการพัฒนาความรู้(Upskill) เกี่ยว
ตามประกาศข้างต้น ร่วมกับผลการทดสอบผ่านกฎระเบียบที่เกี่ยวข้อง ดังนี้ (1) หลักสูตร Series 7 สำหรับการขอความเห็นชอบเป็นผู้แนะนำการลงทุนด้านหลักทรัพย์ (2) หลักสูตร Research
enter the secure areas for only relevant persons, establish physical entry control to ensure that only authorized personnel are allowed to access, and conduct a periodic review on the access rights
, establish physical entry control to ensure that only authorized personnel are allowed to access, and conduct a periodic review on the access rights granted; 3. The intermediary should establish the security
must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the Partial Repayment, the Company’s outstanding debt owed to ACO I will
Company Limited) (Enclosure 3), e.g. the Company must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the Partial Repayment, the
of G Steel Public Company Limited (Enclosure 3), e.g. the Company must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the