enhance client asset protection in line with international standards. The revision would allow the companies to manage client assets by (1) depositing or investing in certificates of deposits (CDs) issued
-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the
campaigns to promote investor education and protection, creating awareness about finance and investment among investors globally. This activity aligns with the SEC's goal of ensuring Thai people have good
protection) ด้วย หมายเหตุ : (ปรับปรุงข้อมูลล่าสุด 24/10/62)
the Office of the Security and Exchange Commission (the “SEC”) under the relevant notification of the Capital Market Advisory Board prior to the offering of its new shares to VAVA. Please refer to the
security N/A 2 Net Operating Profit Criteria Cannot be calculated since disposed asset is not security N/A 3 Total Value of Consideration Criteria Total value of consideration x 100 / Total asset of the
the intermediary shall comply with. In this regard, the intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of