oversight system Management shall be responsible for providing; 1. Policies and practices on keeping client’s assets in writing. 2. Regular assessment of the internal control system to prevent the misuse of

เป็นส าคัญ ในหลายประเทศจึงมีการก าหนด เร่ืองการจัดการกองทุนด้วยหลัก fiduciary duty1 ไว้ในระดับกฎหมาย และสร้างกลไกการ oversight กองทุนรวม ซึ่งในแต่ละประเทศมีกลไกที่แตกต่างกันไปตามรูปแบบการจัดตั้งกองทุน

. Thailand Futures Exchange Public Co., Thailand Securities Depository Co., Ltd. Thai NVDR Co., Ltd. Subsidiaries CEO office Commercial Operation Support& oversight Development Fund Capital market education

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE

PUBLIC COMPANY LIMITED CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CK POWER PUBLIC COMPANY LIMITED CMO PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE