relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system. Outsourcing however does not discharge
and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall determine a measure for selection and
capable of operating continuously, correctly and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology
commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information technology and its uses in business management
Guidelines for Establishment of Information Technology Systems
Guidelines on Establishment of Information Technology Systems
service agreement with the company regarding to business related information technology and its uses in business management. The details of the transaction can be summarized as follows: 1. Transaction date
period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the