publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by
Following the tips from various sources to SEC, several investment solicitations have been found via online channels such as websites, Facebook and YouTube regarding the products that may be liable
service in the first half of this year with an objective to provide the digital lending via online platform to enhance the access to financial service. FY21 MD&A Advanced Info Service Plc. FY21 MD&A
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
Following the SEC's monitoring and examination of Bitazza operations, it was found that the company has significant deficiencies in critical systems related to the operation of digital asset business
financial gaps and needs using internationally accepted instruments in order to identify target groups and policy areas to focus and to compare with countries in the region or internationally??Monitoring of
ความสะดวกของระบบงานที่เกี่ยวข้อง (เช่น ช่องทางการจ่ายเงินเข้ากองทุน ความรวดเร็วในการได้รับ เงินออกจากกองทุน งานทะเบียนสมาชิก และ online service เช่น การเปลี่ยนนโยบายการลงทุน การตรวจสอบยอดเงิน ฯลฯ) 6. ค่า
online systems. and the company still has foreign exchange gains compared to US dollars. (Which is the main trading currency of the company) Cost of Sales for Q2 / 2020 and Q2 / 2019 was 400.98 million
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities