, and compliance to the SEC Act and other related law. They shall be liable for the penalties under section 274 paragraph 2 of the SEC Act. This case is in the process of inquiry by the inquiry official

to the EGM. Mr. Sakesan shall be liable for the penalties under section 281/2 of the SEC Act. This case is in the process of inquiry by the inquiry official. SEC Act S.281/2 paragraph 1 in

Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3)  Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement

the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. The inquiry official sent the case back

process of inquiry by the inquiry official. SEC Act S.56(3) Criminal Complaint Filed with an Inquiry Official Dated 30/01/2023

instruction or the failure to give instruction which is a duty required to be performed. Criminal Complaints This case is in the process of inquiry by the inquiry official. SEC Act S.56(3) Criminal Complaint

SEC. SEC Act S.64 paragraph 2 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2023

instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2023

Inquiry Official Dated 10/02/2023