warrant (the Last exercise date) If exercise date falls on a day which is not a business day then that particular exercise date shall be moved up to the business day prior to such exercise date. Period of
and not misleading. Clause 15. To protect the interest of investors with regards to the information presented to them, the Office may order the securities company under Clause 14 to obtain prior
within the set target. In this quarter, our credit cost stood at 1.58 percent, lower than 1.81 percent in the previous quarter and 1.72 percent in the same period of last year. At the same time, our
accounting policy and restated the prior year’s financial statements, presented as comparative information, as though The Company had initially recognised the tax effects as deferred tax assets or liabilities
., independent appraiser under the Securities and Exchange Commission approved list, is amounted to approximately Baht 1,500 million. 6) The subsidiary’s debts and other obligations Prior to the Sale and Purchase
period of the prior year, the group’ s profits increased by Baht 38.76 million or 123.91%, due to the following reasons: Operating revenue of the year 2017 is increased Baht 168. 58 million from Baht 1,411
, prior to the effective date of this Notification, the derivatives broker has existing subordinated liabilities, which are not included in the calculation of the total liabilities under Clause 2, in the
paid-up capital to the extent that causes decrease in the shareholders’ equity in the financial statement, unless approval is given by Capital Market Supervisory Board. Clause 7 In the event that, prior
Securities and Exchange Commission No. SorThor.57/2544 Re: Report Forms of Securities Companies dated 28 November 2001 shall be required to prepare and file the reports for such transactions done prior to the