this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
inspection showed impressive progress, paving the way to the quality enhancement and increase the number of capital market auditors to accommodate the growth of Thai capital market. Tipsuda Thavaramara, SEC
). According to a referral from the Stock Exchange of Thailand and the SEC?s further investigation, Chayanont was found to have traded CHUO shares continuously during 28 April ? 30 May 2014, in such a way that
it applies for the license. In addition, the applicant must operate the business in a way that promotes, supports, or is related to services of securities business. It must also have network accessible
Limited (“TIGER”) by placing trading orders or trading TIGER’s stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading
securities transaction of Wattanasophonpanich Co., Ltd. ordered 200,000 shares of BLA to be sold from the securities trading account of Wattanasophonpanich Co., Ltd. in such a way as to take advantage of
a way to take advantage of other persons. In addition, Miss Malita assisted or facilitated for Mr. Sarath by allowing him to use her securities trading account and involving in financial
way of concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, she