applicant is one of the following legal entities: (1) a securities company having obtained a securities business license type A; (2)1 a person having obtained derivatives business license in the category of
person concerned is notified and shall remain in effect until it is revoked or invalid for other reasons. Therefore, despite the move by IFEC through Mr. Suphanan, as long as the DBD has not revoked
and other regions around the world. Moreover, the production cost in India is very low, which is in line with the policies and goals of the company to diversify risks from core business operations. The
in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in
major shareholder and a controlling person of the Company according to the Notification of the Securities and Exchange Commission No. KorChor. 17/2551 (2008) Re: Determination of Definitions in
, by Ferrum Energy Company Limited (“FER EN” or the “Company”), a wholly-owned subsidiary of 7UP, from Miss Malinee Boonrakand (the “Seller”), who is not a connected person and without any relationship
barred her from holding any securities company management positions for six years. In case of {B}, she had used a client trading account to trade AMC shares for another person. The SEC found that Somchai
Rules on Connected Transactions item no.12 (3) there is a content “ In case of a listed company or a subsidiary company and related persons give financial assistance to juristic person which a listed
another person, called a trustee, with trust and confidence in order https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc Translation established under following Notifications