, provided that the income to be used in the calculation of such fees shall be in accordance with the rules, conditions and procedures as specified by the Office with the approval of the Securities and
electronic procedures. “securities company reporting system” means the electronic data interchange provided by the Office for filing reports of securities company to the Office. “Office” means the Office of
procedures. “securities company reporting system”2 means the electronic data interchange provided by the Office for filing reports of securities company to the Office. “Office” means the Office of the
any legal entity licensed to undertake finance or commercial banking business. “electronic data”1 means statements that are created, sent, received, stored or processed through electronic procedures
: Note: AR means Artlion Development Limited H1 means Habour One (Thailand) Co., Ltd. The amalgamation between SRT and GCT will be in compliance with the procedures and provisions of the Civil and
Operators . By virtue of Clause 6 and Clause 30 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 63/2552 Re. Rules, Conditions and Procedures for Securities Brokerage and Securities
securities companies, an officer of the Bank of Thailand or of the Office, except in cases where: (a) an appointment is made with the approval from the SEC for the purpose of assisting in the operation of a