Section 296 and Section 296/2, as well as civil sanctions under Section 317/1, Section 317/4 and Section 317/5 of the Securities and Exchange Act (No. 5) B.E. 2559 (2016).Ravi agreed to the civil sanction

clients?complaint about Chalerm?s conducts. It was found that Chalerm had received securities and derivatives trading orders from clients, but there was no evidence that those orders had actually been

(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC, therefore, suspends Meaunchit from the status of approved

Bangkok, October 11, 2010 ? The SEC Board Meeting No. 13/2010 held this month has passed a resolution approving in principle the setup of real estate investment trust (REIT) as an alternative

17, 201, while there is no differences of management control in APU. Nonetheless, the Independent Financial Advisory (IFA) confirmed its previous opinion that shareholders should not approve it. The

affect the value of the asset. Moreover, the economy is generally in recession and there is no clear record of the existing debtor?s past repayment, causing a negative impact on the repayment ratio. And in

renewable energy. In addition, each project must have at least 1 billion baht investment value or no less than 500 million baht for a small-scale private power project. The fund may invest in an ongoing

offering of newly issued securities during 2011. His actions were deemed as failure to comply with the auditing standards and the Notification of the Office of the Securities and Exchange Commission No

entered into a Power Purchase Agreement ("PPA") No.2 with the Provincial Electricity Authority which was information greatly affecting the value of OSCAR shares. Accordingly, the board of

already entered into a Power Purchase Agreement ("PPA") No.2 with the Provincial Electricity Authority which was information greatly affecting the value of OSCAR shares. Accordingly, the board of