however that so far no issuers of ICOs or digital tokens have obtained an approval, and no application for ICO approval or the registration statement has been filed with the SEC. In case of tips on

(1992) and Section 317/4 (1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016).  The Civil Sanction Committee has resolved for the SEC to impose civil sanction on all offenders in the form of

Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Malita, her assistance for Sarath to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with

. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the

Thailand (SET) and the SEC's further investigation, Pinit, who was then an independent director of PDI (he no longer holds the position), knew that the company's operating results for the third quarter of

Section 296 and Section 296/2, as well as civil sanctions under Section 317/1, Section 317/4 and Section 317/5 of the Securities and Exchange Act (No. 5) B.E. 2559 (2016).Ravi agreed to the civil sanction

clients?complaint about Chalerm?s conducts. It was found that Chalerm had received securities and derivatives trading orders from clients, but there was no evidence that those orders had actually been

(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC, therefore, suspends Meaunchit from the status of approved

Bangkok, October 11, 2010 ? The SEC Board Meeting No. 13/2010 held this month has passed a resolution approving in principle the setup of real estate investment trust (REIT) as an alternative

17, 201, while there is no differences of management control in APU. Nonetheless, the Independent Financial Advisory (IFA) confirmed its previous opinion that shareholders should not approve it. The