SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
) .............................................., telephone: ........................ , facsimile:............................... If the Audit Firm does not incorporate and not operate as a sole entity, please specify the name and address of its network firm
บ ริ ษั ท เ จ ต า แ บ ค จ า กั ด ( ม ห า ช น ) 335/7 ถนนศรีนครินทร์ หนองบอน ประเวศ กรุงเทพฯ 10250 โทรศพัท์: (66) 02 366 0400 โทรสาร: (66) 02 366 0399 w w w . g e t a b e c b o i l e r . c o m GETABEC
Home Jurisdiction: ___________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by Qualifying CIS Operator ) [ ] 2.* Standard letter issued by the Home Regulator to a
to a Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form (as per Appendix II of the Handbook for CIS Operators of ASEAN CISs
effect from 16 June 2021. To ensure that business operators understand and comply with the regulations prescribed in the said Notifications properly, the SEC would like to provide clarificatory notes to
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