communicating and providing services to clients with details covering the operation specified in Clause 4; (d) having a plan to report the results of the experiment and progress of service provision to the SEC
communicating and providing services to clients with details covering the operation specified in Clause 4; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “ licensee ” means a licensee specified in
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “licensee” means a licensee specified in Clause
together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group
evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group of securities
case-by-case basis, by the Office, with the primary businesses in line with the primary business in which the mutual fund intends to invest, as specified in the investment policy; “Client” means person