by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction with section 244/5, in conjunction with Section 83 of the Criminal Code. Criminal Complaint Filed with an Inquiry Official Dated 29
inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction with section 244/5, in conjunction with Section 83 of the Criminal Code. Criminal Complaint Filed with an Inquiry Official Dated
conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3 (1) and (2) in conjunction with Section 244/5, in conjunction with Section 315 Criminal Complaint Filed with an
Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and Derivatives Advisors ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E
first paragraph, a beneficial owner of shares means the beneficial owner of shares pursuant to the fourth paragraph of Section 25 of the Derivatives Act B.E. 2546 (2003). 1 The law on securities and
Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and
Commission No. KorNor. 24/2553 Re: Units of Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 as