4 of total attendances who attend the meeting and have the right to vote of the Extraordinary General Meeting of the Shareholders No. 1/2017. In addition to an approval obtained from the shareholders

have obtained if it had continually deposited such amount with a financial institution at which the Company generally would have deposited its money for the same period. 4. Total value and methods used

return that the Company may have obtained if it had continually deposited such amount with a financial institution at which the Company generally would have deposited its money for the same period. 4

(2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or mutual fund, as the case may be. In the designation for investment

Establishment and Management of Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or

Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or mutual fund, as the

personnel who obtained the approval from the SEC Office in accordance with the rules specified in the notification of the SEC Office, be responsible for contacting, soliciting or giving advice related to

--------------------------------------- Clause 12. 9 Derivatives broker shall arrange to have personnel who obtained the approval from the SEC Office in accordance with the rules specified in the 6 As amended by the SEC Office Notification No

--------------------------------------- Clause 12.9 Derivatives broker shall arrange to have personnel who obtained the approval from the SEC Office in accordance with the rules specified in the 6 As amended by the SEC Office Notification No

analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in Chartered Financial Analyst (CFA) or Certified