securities to its customer through a margin account under the notification of the SEC on short selling, the deposition or call for collateral form such customer shall be in accordance with the rule as notified
Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014 , the SEC Office hereby issues the following regulations
Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause
ten percent of voting right shares of a securities company; “Notification of the Ministry of Finance” means the Notification of the Ministry of Finances on prescribing the conditions requiring the
right shares of a securities company; “Notification of the Ministry of Finance” means the Notification of the Ministry of Finances on prescribing the conditions requiring the securities company to apply
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 Notification of the Office of the
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange