Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure
Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and
failure to submit an annual compliance report for the year 2023 to SEC office within the period specified in the notification of the Securities and Exchange Commission, resulted from the instruction or the
Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 10/06
supervise TUCC to prepare the reviewed financial statements for Q1/2016 and the reviewed financial statements for Q2/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in
Mr. Mitsuji konoshita On March 14, 2017, Mr. Mitsuji Konoshita, Chairman of the Board of Directors and Chief Executive Office of Group Lease Public Company Limited (“GL”) and its affiliates, informed
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
Mr. Vorachai Phakdeesanaeha Mr. Worachai Pakdeesaneha, managing director who is responsible for the operation of Vorakit Construction Company Limited ("VKK") shall be liable for VKK's
Mr. Kritchthorn Chindapradist Mr. Kritchthorn Chindapradist, managing director who is responsible for the operation of SAMART TRAFFIC COMPANY LIMITED (“SMT”) shall be liable for SMT's offering
failure to prepare and submit the annual report for the year 2019 and 2020 (Form 56-2) to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the