with Section 86 of the Penal Code. The SEC has therefore filed the criminal complaint against the three offenders with the DSI for further legal proceedings.In addition, the criminal complaint for the

much of the information on business viability and became a starting point for further collaboration and development of concrete business opportunity.Pattera Dilokrungthirapop, ASCO Chairperson, said

25, 2014. For those interested in the Project, please email us at fin_literacy@sec.or.th for further details and filing an application.  ?The SEC recognizes value of employees and believes that they

procedure or failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed criminal complaint against them with the DSI for further legal proceedings.During the legal proceedings, {A} is

of honor. For further details of the project and application form, please visit the SEC?s website at www.sec.or.th/ipop or dial 0-2695-9999 ext. 2 or 08-1931-4999. Application forms can now be

indicating the client allowed {B} to make securities trading decisions on the client's behalf. In addition, OSK Securities probe further into the case and found that {C} failed to record several securities

Management, obtained CAC certifications. By the end of this year, all securities and asset management companies are expected to be certified and further details on progress will be disclosed.Apart from

way for an integrated ASEAN capital market and upcoming AEC. I also wish to encourage other ASEAN members to become signatories to this MOU to promote yet further fund raising opportunities in this

lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A}  traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took

Limited while the misconduct occurred. Following the inspection report of Tisco Securities Company Limited, the SEC further probed into the case and found that Napat submitted a number of securities and