have been taken into consideration. The regulation may not be perfect yet, but it’s the start allowing us to learn from the real use case together with the industry
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been
companies to adjust themselves. While innovation and new technologies have been brought to business strategies, while investors and related parties? expectations particularly in environmental and social
), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively.The SEC Thailand has been an active ordinary member since 1992 and a signatory to the IOSCO MMoU. As an ordinary member
supply chain towards greater adaptability and engagement in sustainable business development. In this regard, the SEC has been continuously promoting the issuance of sustainability-themed bonds namely
in this case, the SEC has been given information support from the SET and full cooperation of the CIB through the ECD in the compilation of facts and evidence, a proactive and collaborative approach
principal, whose name has not been revealed, or an agent without disclosing the name of any person above in any action related to the derivatives trading account of such person. Furthermore, they must not
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
fine not exceeding twice the amount of the benefits received or should have received but not less than the minimum amount of 500,000 baht, or both.The complaint has been filed against Siwasit, Noppawan
Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been