. In case of absent of the branch office manager under the first paragraph, the derivatives brokers shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
fragile, others remained mired in uncertainty in terms of new modes of competition, a broader marketplace within the ASEAN Economic Community (AEC) and the digital age, along with external changes
, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction
from any securities or instruments owned by the clients which are under its custody from the issuers of such securities or instruments within an appropriate time. A securities company shall not declare
with the Company’s other connected transactions within the past 6 months prior to the entry into the Issuance and Offering of Newly Issued Ordinary Shares to Mr. Chanet, the total connected transaction
Hero Experience holding shares equivalent to 37.5 percent of the registered capital. Share Acquisition Transaction is expected to be completed within December 2017. Further, the Share Acquisition
conditions precedent by AWN, within 180 days from the date of the VTO Letter. In this regard, the Company and AWN shall each use reasonable effort to complete the following conditions precedent without delay