conducted a public hearing on the related draft notification in this matter in November 2023, with which most of the expressed views are in agreement as proposed. To encourage securities issuing and
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
of the Notification of the Securities and Exchange Commission No. KorKhor. 16/2547 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors dated 8 March 2004. “Clause 2/1. In
Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification; “derivatives business operator” means any company licensed to undertake derivatives business in the
April 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification; “derivatives business operator” means any company licensed to
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No
Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management Report/Form (Notification of Securities and Exchange