} had submitted some trading orders and later asked the client to re-submit those orders via the phone recorder. Moreover, several transactions showed that the securities were traded intra-day at the
transactions as originally intended by the investors in the following business day. Instead, he spent the subscription money for his own benefit, causing the total damage of 449,500 baht to eight clients. SEC
exceeding Baht 5,600,000.- (including VAT) Above transaction came under the scope of connected transactions for listed companies as specified in The Notification of The Capital Market Supervisory Board No
return in long term The aforementioned investment is deemed a disposal of assets of listed companies in accordance with the Notification of the Capital Market Supervisory Board No. TorJor.20/2551 re: Rules
Estate, Title deed No. 35012, having a land area of 2 rai 2 ngan 52 square wah. The aforementioned transaction is deemed an Acquisition of Assets according to the Notification of the Capital Market
unable to find sufficient evidence to justify the management's decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the
standard, and to disclose related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
those by The Board of Directors : - None- 9. Transaction volume : Above transactions came under the scope of connected transactions for listed companies as specified in Notification of The Capital Market