Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
at all times I/we have officers with the relevant qualifications specified in section 6 of the Passport Rules (Annex 3) of the MOC, and meet the financial resources test and the organisational
any following process unless the exemption is granted by the SEC Office: (a) being failed to file financial statements or related reports required under Section 56; (b) being failed to file reports
Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the
: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the Notification of the Securities and
Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1
___________________ By virtue of the first paragraph of Section 104 of the Securities and Exchange Act B.E. 2535 (1992) , the first paragraph of Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 15 of the
By virtue of the first paragraph of Section 104 of the Securities and Exchange Act B.E. 2535 (1992), the first paragraph of Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 15 of the
the accounting period ended March 31, 2019, there was no any noteworthy progress of such case as disclosed in the notes to financial statement for the year ended December 31, 2018 Section 27.5. 4