, and (5) breach of ethical and professional code of conduct prescribed by the Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment
” “TBMA” (Thai Bond Market Association) “TSFC” . (Securities Finance Corporation) “TSR” (Transferable Subscription Right) “underlying” “WFE” World Federation of Exchanges 1 1. : 1.1. ( ) : 86 1.2
production: 6Q 1E'2'%891HF6+S'('56Q ($6QI+) GH T World Steel Association ($12(%89 2 +N 2560 0F+, 426Q GHT ($1XFH 6KG'6L'JOH6KG'J&'' 2560 %& + 6%V ($'' 67 + 6%V%89H' GI) 6%F 1 425.5 '21' +, 426Q ( ( GHT
a member of the Thai Bond Market Association. The provision under Paragraph 1 shall not be applicable in the case where a securities company ceases to undertake securities business in the category of
unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association
closed-end fund and open-end fund; “Registered person” means any person who is registered as a qualified fund supervisor; “Association” means any association relating to securities business, which has been
fund; “Registered person” means any person who is registered as a qualified fund supervisor; “Association” means any association relating to securities business, which has been approved by and registered
. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt