with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The consultation paper is available on the SEC website at www.sec.or.th. The draft regulation includes
operator must appoint licensed securities broker as selling agent and (4) selling agent must comply with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The
(TASCO), knew or possessed an inside information material which might affect to positive change in the price of TIPCO's share which was the fact that the distribution of interim dividend payment (No.2
Mr. Sommart Dhupchinda Mr. Sommart Dhupchinda colluded with Miss Laksana Supsakorn who was the insider which knew or possessed an inside information material which might affect to positive change in
must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must
of house and condominium due to the delay in ownership transfer of some group of customers and 71% decline in revenue from rental and services which mainly derived from temporally suspension of
latest digital tools developed in-house for investors and the public. SEC Check First is Thailand’s first mobile application for searching products, persons and intermediaries approved or licensed by the
house approved by the SEC or by a person granted an exemption in accordance with the Law on Securities and Exchange for operating a clearing house without license, either directly or through a third party
system provided by a clearing house approved by the SEC or by a person granted an exemption in accordance with the Law on Securities and Exchange for operating a clearing house without license, either
, 2018 and the year ended December 31, 2019, respectively. The figures represent a year-on-year increase of 53.24% due mainly to an increasing in number of patients as a result of a new building operation