The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that
to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a
15 January 2018 to have more time to proceed as planned.If the results of the review affect the fair valuation of the investment or any items in the financial statements that have been submitted to the
and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the
date and time stated above. _____________________________
to alleviate the risk of frauds.Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither approved ICO
type of lawsuit, e.g. steps, procedures, and time frame to be taken, types of cases that may be requested for a class action, litigation expenses, and proportion of settlement compensation to be
of the BSEC shares. In this case, the offer price was higher than the market price.Sakorn had access to such insider information because at the time he was holding the positions of BSEC director, BFIT
public.Technology Barcode and Virtual Barcode have also been used for storing and retrieving documents. It has been the preferred outcome that those making contact with the SEC usually spend much less time with the