, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
) Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 10/2567 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct (No. 7), dated 22 April
e-service Online Submission See canceled document IP/FG >> Appoint/Approval/Code of conducts and Standard Practices Type Title Section See Document Status Notified Date Effective Date 1. Act
the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives (Codefied) 28
. Notification of the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
PUBLIC COMPANY LIMITED Disclosure Business News ( 23 record(s) found) Date Time Heading Link 11/11/2022 20:27 Approval of transaction contract of rent with connected persons 11/11/2022 20:26 The
follows: (1) Revising the rules, conditions and procedures for the provision of services without exhibiting the characteristics of MOP by expanding the scope of service provision to also
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
exceeding Baht three million, provided that the income to be used in the calculation of such fees shall be in accordance with the rules, conditions and procedures as specified by the Office with the approval