views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their
finance in Asia, aiming to attract investment to the business sector with the goal of Net Zero. The Asia High-level Financial Regulators' Forum acted as a forum for exchanging views on enhancing carbon
/LicenseCheck/views/DABusiness นอกจากนี้ สามารถตรวจสอบรายชื่อบุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. รวมทั้งผลิตภัณฑ์ที่ยังไม่ได้รับอนุญาตให้เสนอขายต่อประชาชนเป็นการทั่วไป
conducted a public hearing on the related draft notification in this matter in November 2023, with which most of the expressed views are in agreement as proposed. To encourage securities issuing and
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
will discuss and share views on the mutual fund industry in respective countries as well as opportunities and challenges of financial technology and issues on financial sustainability. A proposal on
valuation of Wealth Ventures, as assessed by IFA, is approximately 300.71 – 369.82 million baht, lower than the purchase price of 421.55 million baht. Therefore, IFA views that such purchase price is
officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is
company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E