the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10
failure to prepare and submit the defaults in Bill of Exchange, incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
___________________________ By which the information relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public. In this regard, such appraisal
decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called
fund, private fund or derivatives investment management. “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital market product and
Q2/2018, compared with the same period of 2017, comes from the adjustment of the provision from liabilities in Joint Venture according to the Supreme Court judgment which has previously been recorded
} and has been in the process of bringing {B} before the Criminal Court.On March 14, 2011, the Criminal Court passed the judgment that {A} had violated Section 243(1), (2) and Section 244 (2), (3) of the
judgment of the Court of First Instance on November 24, 2006 that dismissed the case and sentenced the accused to12 year imprisonment for breaching of Section 56 and Section 312 of Securities and Exchange
containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535 The Appeal Court overturned the judgment of the