suspicious activities or unauthorized business undertakings, please contact the SEC Help Center at Tel: 02-263-6000 or complain@sec.or.th or the AFTC at enforcement@aftc.or.th for further

at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https

/2019) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0016&CaseYY=2562 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital

/Viewmore/invalert-det?CaseID=0016&CaseYY=2562 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital token (Disclosure Date : 13/04/2023) http

/idisc/en/Viewmore/invalert-det?CaseID=0016&CaseYY=2562 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital token (Disclosure Date : 13/04/2023) http

) : Unapproved public offering of digital token (Disclosure Date : 13/04/2023) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=031&CaseYY=2566 Investor Alert : Facebook Page ชื่อ Digital

relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized

behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the

derivatives on behalf of a client for over 3 years and he admitted to the misconduct.For {E}, the case was lodged by client of Globlex Securities Co., Ltd. indicating that {E} had made unauthorized derivatives

, the Ministry of Commerce; ?3.? To reduce burdens and costs of preparing financial https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6266 SEC public warning of investment solicitation by unauthorized