company. “Unit price” means a selling price or redemption price of investment units. “Price compensation” means an increase or decrease in the number of investment units of any person who purchases or
, transaction confirmation slip, receipt and clients’ asset statement. In case of cancelling any such form, a cancellation stamp on the form should be clearly visible; (4) prohibiting staff, clients or any
} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
? account to authorize securities transfers to the accounts of her related persons. In so doing, she filled in her own telephone number on the securities transfer form as the transaction confirmation number
transaction of the land to the connected party. Remuneration policy : Determine the compensation from the land appraisal price of the property appraiser and the negotiation between purchaser and seller. Payment
Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock
Independent Financial Advisor (IFA) in order to give opinion on the company entering into the disposition transaction of the land to the connected party. Remuneration policy : Determine the compensation from
the company entering into the disposition transaction of the land to the connected party. Remuneration policy : Determine the compensation from the land appraisal price of the property appraiser and the