hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained
compliance with the law. If the SEC finds any actions by JKN directors or persons involved to be inconsistent with the law, appropriate measures will be taken as deemed necessary. The SEC has emphasized to
Notifications related to the amendments to the Vayupak Fund regulations have taken effect since 5 September 2024. -----------------------------Remark: The two relevant Notifications are: (1
conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final
SEC Thailand has proactively taken part in this annual event for the sixth consecutive year. This year’s activities will be launched under the theme, “Investor Resilience” or “How Can Investors Make
approximate amount of 8.5 million baht.TMB has terminated her employment without granting a compensation. The bank has also taken legal action on the case and paid compensation for the damage to every
maintain their status as a capital market auditor without immediate termination, provided that steps are taken by the auditor to make rectification to obtain the prescribed qualifications within the given
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect