, without derivatives fund management license, had jointly managed funds for others for profits from derivatives investment. In so doing, they solicited and invited persons who wanted to invest in
at 235/15, Sukhumvit 31, North Klongtan Sub-district, Wattana District, Bangkok ? and Mr. Robbirt solicited them to make investments based on the company?s advice and management in order to gain tax
other clients?. Some of the stocks were also transferred to, and sold from, Aunyapat?s account; 2. Hathaya Yangyuen, an investor contact of KT Zimico Securities Co., Ltd., solicited clients and other
(Thailand) at the time, had prepared documents and contracts on behalf of the securities company and solicited eight clients to deposit money in the company?s banking account for the purpose of investing in a
, Bangkok.The documents and evidence found at the site revealed that the company solicited the public to invest in gold futures by representing itself as a branch office of foreign broker, causing investors who
digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules
the services provided by unlicensed digital asset business operators With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via
digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548 <
cautious with the services provided by unlicensed digital asset business operators With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in