investment diversification; and (7) the asset management company will be required to evaluate risk profile of, and give proper advice to, each fund member (suitability) who has investment choices
public are encouraged to study the new regulations in preparation for such fund application and investment choices. Infrastructure fund is a financing tool in support of economic expansion, national long
two regulators over the past two years and is expected to create more opportunity for Thai capital market to connect with world-renowned Japanese capital market. It would provide more investment choices
investment choices will better serve investor demand? Mr. Vorapol added.
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
, expands market choices, and enhances the quality of services provided by market intermediaries. At the same time, the SEC remains committed to ensuring fair competition and appropriate investor
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
agencies stand ready to consider various options and will publish further guidelines in relevant matters for listed companies to adapt for handling the situation,” said Ms. Ruenvadee