active cooperation with both public and private sectors to block investment fraud channels. The SEC aims to leverage technology to protect businesses and investors from IP-related threats, extending
protect WAVE?s interest in material matters, for instance, a veto right in relation to important resolutions and a put option exercisable when the project will not complete as planned. Nonetheless, IFA
issued the regulations determining the characteristics of eligible services, the qualifications of participants and the scope of the Sandbox experiments*, with the key points as follows: (1) The six
, the BOT has revised the scope of the Regulatory Sandbox Guidelines for the application of digital technologies to further develop financial innovations and specified additional conditions for automatic
Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and
9(1) by taking into consideration: (1) establishment of appropriate physical information security measures which are prudently sufficient to the scope of operation in the teleworking site; (2
appraisal in risk management shall cover all kind of potential risk occuring in the operation of business; (3) to protect against the use of inside information of units and personnel of the securities company
operation of the securities company. Risk to be taken into appraisal in risk management shall cover all kind of potential risk occuring in the operation of business; (3) to protect against the use of inside
least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear scope of work