) general information of the intermediary ; (2) characteristic, scope and condition of a service proposed to the client ; (3) channel for providing [or accessing to] the service and for communication; (4
the services: (1) general information of the intermediary; (2) characteristic, scope and condition of a service proposed to the client; (3) channel for providing [or accessing to] the service and for
: ............................................................................................................................... 2. Starting Date of Operation: ............................................................................................................ 3. Details of the Company: 3.1 Scope of operation of the
’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing
of IA; (2) To designate the Stock Exchange of Thailand (SET), which is recognized by the SEC and acts as the central agency, to define the scope of knowledge and training standards and approve the
the auditor conducting a special audit is required to extend the scope of work to cover transactions related to creditors, debtors, sales and purchases of content, and other related transactions, as
published a statement to enhance the understanding of foreign business operators interested in providing services to Thai investors about the channels and the scope of services they can offer legally as well