, with the key principles as follows: (1) Revising the definition of “major shareholders” to include controlling persons; (2) Introducing an additional method for considering indirect
meet investors’ needs. The SEC, in collaboration with the MOC and TFEX, has therefore reviewed such restrictions within the framework of domestic market protection by revising the business scope
stipulate a position limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under
limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the
regulations;(2) Updating the list of country and main index of the emerging market for the calculation of the position risk** of foreign stocks;(3) Revising the definition of Special Liabilities to include
Jatusripitak, Managing Director, Thailand Future Foundation, (far left).Over the years, the SEC has continuously improved the guidelines related to fundraising through investment tokens. This includes revising
number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide
suitable to their business size and their capital needs.(4) Revising crowdfunding regulations in order to clarify the regulatory border for crowdfunding business operators and provide more alternative
JC has been revising the published guidance and will publish an updated version in coming months.Tax working groupThe JC heard a presentation from the Tax working group. The presentation gave