have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual
limit. Share issuers must disclose such information sufficiently and publicly. As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to
will help business operators realize that issuing shares, debentures, or other types of fundraising through the capital market is not too complicated or costly. Rather, it will be alternative fundraising
regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
SEC revealed that the Digital Infrastructure for Capital Market Committee, with SEC Secretary-General Ruenvadee Suwanmongkol as chair of the committee, had held the first meeting on 6 November
SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to
strengthen Thailand?s competitiveness,? revealed SEC Secretary-General Vorapol Socatiyanurak. For foreign company listed on the SET, the Revenue Department allows individual investors receiving dividend paid