SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the
startups to access sources of capital efficiently at reasonable costs.”“Presently, SEC has the existing equity crowdfunding rules since 2015 for SMEs and startups with clear business plans to gain easier
complaint was filed after the above six persons did not agree to enter the settlement process within reasonable period and their involvement in the ratification was in connection with the SEC?s criminal
May 24, 2012. However, BROOK Independent Financial Advisor (IFA) recommended shareholders to disapprove the transaction, viewing that the acquisition of MAC ordinary shares is not reasonable.? In
company.This case was a referral from the Stock Exchange of Thailand and auditor?s opinion. The SEC?s further investigation found reasonable evidence indicating that the acts of Amnat, Shine and Kittichai were
of wrongdoings as follows:1. Falsifying revenue worth totaling 34 million baht in POWER?s financial statements for the year 2004. From investigation, there was a reasonable ground to believe that the
and the audit committee view that the transactions are reasonable and could enhance competitiveness and generate recurring income for the company in a continuing basis. However, the independent
financial advisor (IFA) that the transactions are not reasonable as fair value of AJP share should range between 13.60 ? 14.00 baht per share. Hence, the total value of AJP shares to be issued will exceed the
, namely Prayuth Lertpinyopap, Naruephol Chatchalermvit and Ladda Ponsuwannapa, with the Department of Special Investigation for involving in share manipulations. The SEC findings revealed reasonable grounds
companies for convenience or as trading collateral. Such money should be safeguarded and give reasonable returns. This revision to the asset custody rules would enhance investor confidence without impacts on