available for viewing within reasonable time. Derivatives clearing houses shall set up an alternative system for use when the system under Paragraph 1 cannot function properly so that the management and
the company’s strategies and policies on the business continuity management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and
management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and shall arrange following up and compliance with the said policies and plans
considers that the applicant has properly and fully met the qualifications prescribed under Clause 9, the Office shall make proposal to the Securities and Exchange Commission for consideration of issuing a
case where the Office considers that the applicant has properly and fully met the qualifications prescribed under Clause 9, the Office shall make proposal to the Securities and Exchange Commission for
of the mutual fund, which properly reflect the mutual fund’s risk level, according to the guidelines attached to this Notification; (3) classification of investment units, at least including the
properly disclosed. 6.2 The company determines materiality of the financial statement by considering key factors including financial report users, transaction sizes, and business trends. 6.3 Financial
that information technology systems of derivatives exchanges are effective and secured so that they can maintain confidentiality, accuracy, credibility of information, remain active for use, and properly
prescribed in sub clause (3) of the first paragraph for any member of the provident fund in order that the member is able to select investment policy properly. Clause 31 For the purpose of compilation and