shall have fully repaid the loans to the directors; (4) There shall be no legal actions or proceedings by or against BGP Spectrum or PCCA, which shall affect the validity of the transfer of the entire
reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 32/2548 Re. Customer Complaint Proceedings of Licensed Derivatives Brokers _________________ By virtue of Clause 27
structure, operational systems or other events which significantly affect the operations, intermediaries shall take the actions required under (1) without delay. Clause 9 In the event that a major operational
policy. In the event of changes in the organizational structure, operational systems or other events which significantly affect the operations, the securities company shall take the actions required under
significantly affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall
affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report
Tel. 0 2204 2601 Fax. 0 2204 2616 January 17, 2017 (0.11) June 28, 2017 (12.58) Value under the Repayment Agreement as at September 30, 2017 227.44 The Company has taken the following legal actions. On
Code, as the case may be. The SEC has therefore filed the criminal complaint against the individuals with the DSI for consideration of further legal proceedings. In addition, the SEC has reported this