client is aggressively concerned with maintaining the firm’s fees as low as possible. - Indications of an inappropriate limitation in https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities
in possession of BX were transferred thereafter https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818 SEC discusses possible solutions to AGM holding amid COVID-19 outbreak with related agencies
=6850 SEC discusses possible solutions to AGM holding amid COVID-19 outbreak with related agencies (3) electronic meeting: if listed companies intend to hold the shareholders
suspicion of other possible offenses in case of EARTH’s acquisition of the legal rights over the coal mines in Indonesia. Meanwhile, the SEC has already notified the legal action under the SEA to the AMLO
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
, regular review of documents received from the intermediaries could help to spot any possible irregularities early. In case of any suspicious incident, investors should contact the compliance unit so that
) to provide experts? advice on possible solutions for correcting audit work deficiencies.Note to the Editor: The Independent Audit Inspection Activities Reports from 1 January 2013 to 31 December 2015
and lack of appropriate client acceptance procedures on non-audit service acceptance decisions. Setting proper procedures to identify impacts on independence and possible conflicts of interest was