addresses on 1000x.live, resulting in the website having a complete system for the business. The acts of 1000X and Worawat constitute jointly operating the digital asset dealer business under Section 3 of
date when the SEC Office has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 8 Any person who
concerning Rules on Personnel in the Capital Market Business. Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be director or
to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
qualified to be appointed as fund manager; (4) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless of the job title; (5
the date the Office receive complete application and supplemental documents. In case the Office refuses to grant approval for renewal to any person, such person will be informed in writing and reasons
: “Derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 May 2006. Clause 2. In this Notification: “Derivatives broker” means a juristic person licensed
” means a trust certificate representing the rights of its holder as the beneficiary of the trust; “trust” means an infrastructure trust; “high net worth investor” means a person who meets one of the