products, the faster they can achieve their financial goals. In order to invest with confidence, investors should understand the products well before making investment decisions especially when investing in

well as adequate and appropriate risk management, especially with regard to the confidentiality of the clients’ personal trading information and cyber security, to ensure that investors receive the

system, especially big companies and financial institutions, inevitably disclose the impacts on climate in accordance with Task Force on Climate-related Financial Disclosures (TCFD) which has four main

) technology in our investigation and law enforcement. Moreover, SEC views that technology can help reduce the inequality and help small entrepreneurs, especially SME, to access capital market. Importantly, we

SEC’s missions, regulations, and things we done, especially our plan to use digital technology to enhance development of the organization and capital market which is aligned with Thai capital market

about fundraising process; (3) “fundraising resources” contains necessary information that fundraisers must know along with teaching materials in form of various videos designed especially for SMEs and

shoulders higher costs for issuers, especially expenses for external review, compared with regular debt instruments.The consultation paper is available at https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID

of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that

information, it is difficult for investors to analyze and make comparison efficiently. Besides, brokers are increasingly leaning toward investment advisory services, especially those related to asset allocation

. Boards of companies should pay attention to giving information and answering questions of shareholders especially in annual general meetings.?